United States · Massachusetts

How to issue shares in Massachusetts corporations

Massachusetts is a common state of incorporation for life sciences, biotech, and academic-spinout corporations in the Boston area. The Massachusetts Business Corporation Act (M.G.L. c. 156D) is the controlling statute and follows the Model Business Corporation Act.

Governing statute
Massachusetts Business Corporation Act, M.G.L. c. 156D
M.G.L. c. 156D § 6.20Subscriptions for shares
M.G.L. c. 156D § 6.21Issuance of shares
M.G.L. c. 156D § 6.25Form and content of certificates
M.G.L. c. 156D § 16.01Corporate records
M.G.L. c. 156D § 16.02Inspection of records by shareholders
M.G.L. c. 110A § 402Massachusetts Uniform Securities Act exemptions
At a glance
  • Authorized by the board under M.G.L. c. 156D § 6.21
  • Future services and promissory notes permitted as consideration
  • Uncertificated shares permitted under § 6.26
  • Inspection rights under § 16.02 with proper-purpose standard and 5-business-day notice
  • Massachusetts Uniform Securities Act under M.G.L. c. 110A

Board authorization under M.G.L. c. 156D § 6.21

Stock issuance is authorized by the board under Massachusetts Business Corporation Act § 6.21. The board determines the consideration. Like other MBCA states, Massachusetts permits broad consideration: tangible or intangible property, services rendered, contracts for services to be performed, promissory notes, and other benefits to the corporation.

Consideration: MBCA pattern with promissory notes permitted

M.G.L. c. 156D § 6.21 permits future services and promissory notes as consideration. The board's determination of consideration adequacy is conclusive absent fraud (§ 6.21(c)). Promissory notes as consideration are valid; the shares may be treated as not fully paid until the note is paid in full if the corporation so elects.

Uncertificated shares under § 6.26

M.G.L. c. 156D § 6.26 permits the corporation to issue uncertificated shares by board resolution. The corporation provides a statement of holdings. Modern Massachusetts-incorporated corporations typically elect uncertificated for some or all classes.

Corporate records and inspection under §§ 16.01 and 16.02

M.G.L. c. 156D § 16.01 requires every corporation to maintain corporate records including articles, bylaws, minutes, consents, and a shareholder list. § 16.02 grants inspection rights on 5-business-day written notice with the demand describing purpose with reasonable particularity. Similar standard to Washington and Florida (all MBCA-based).

Massachusetts Securities Act compliance

Offerings to Massachusetts residents are governed by the Massachusetts Uniform Securities Act (M.G.L. c. 110A). § 402 lists exemptions including limited offering and accredited investor exemptions. NSMIA pre-empts Chapter 110A for Rule 506 offerings but not the notice filing. The Massachusetts Securities Division administers the Act.

Common mistakes

Common Massachusetts-specific failure points in share issuance:

  • Operating under M.G.L. c. 156B without confirming whether 156D applies
  • Failing to file the Massachusetts Uniform Securities Act notice for offerings to MA residents
  • Not maintaining § 16.01 corporate records inventory
  • Treating MA case law on fiduciary duties as identical to DE law (the BLS has developed MA-specific authority)
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FAQ

Common questions in Massachusetts

Several reasons: physical proximity to MIT, Harvard, and the broader Boston-Cambridge biotech ecosystem; established case law on biotech-specific governance questions (academic spin-out terms, IP-licensing equity structures); favourable treatment of certain biotech-specific tax matters under Massachusetts state tax law. That said, many biotech corporations still incorporate in Delaware and qualify to do business in Massachusetts to access Delaware Chancery's developed case law on financings.

Yes. The Massachusetts Business Litigation Session (BLS), part of the Suffolk County Superior Court, handles complex commercial disputes. Established 2000. The BLS has developed Massachusetts-specific business case law, particularly on fiduciary duties and shareholder disputes. Less developed than Delaware Chancery but established enough to give Massachusetts incorporators a credible commercial-court option.

Older Massachusetts corporations may have been incorporated under M.G.L. c. 156B (the predecessor statute). Chapter 156D replaced 156B effective July 1, 2004 for newly incorporated corporations; pre-2004 corporations were given the option to elect into 156D. Most active Massachusetts corporations now operate under 156D, but legacy 156B provisions may still apply to corporations that did not elect. Practitioners check the certificate of incorporation date to confirm the controlling statute.
Records that comply with MBCA-MA
Issue shares the right way in Massachusetts.

Octelligence handles MBCA-MA-specific share issuance: register, certificates, resolutions, and beneficial-ownership records aligned with statute.